The United States has to prepare itself to cooperate in the interest of security with other major powers either as member of a great-power concert or as a participant in an alliance against one or more powerful aggressors.
The United
States is a superpower in search of a
strategy. Following the end of the Cold War, no new grand strategy has won the
bipartisan support that underpinned America’s strategy of containment
from President Truman to President Reagan. Enthusiastic promoters of
globalization occasionally argue that international trade will be a panacea for
conflict, at least among developednations.1 The neoconservative vision of
unilateral US global hegemony always lacked adequate military forces and
funding to realize its ambitious goals.2 Now, in the aftermath of
the Iraq War, the hegemony strategy also lacks publicsupport.3 Most
critics of the hegemony strategy, however, have failed to propose a credible
alternative capable of guiding US national security.4
The philosophical void at the highest levels of American
statecraft should be of particular concern for America’s armed forces. If, as
Clausewitz wrote, war is policy by other means, then the purposes and structure
of the US military cannot be
debated or planned except in the context of a larger vision of America’s goals
in the world. The claim that following 11 September 2001 the United States is
engaged in a “Long War” or a “Global War on Terrorism” provides little guidance, because
minimizing the threat from al Qaeda and other jihadists is primarily a matter
for intelligence agencies, police, and first responders, with the military
playing a critical but supporting role.
A new grand strategy for the United States should be compatible
with the nation’s fundamental values and capable of achieving American goals in
the world order that will emerge in the decades ahead. Neither the strategy of US hegemony nor
two proposed alternatives, neo-isolationism and offshore balancing, meet these
tests. The United States
needs to prepare itself for a multi-polar world in which it is not a solitary
hegemon but rather one of several great powers, even if it is the most powerful
for decades to come. And the United
States has to prepare itself to cooperate in
the interest of security with other major powers either as member of a
great-power concert or as a participant in an alliance against one or more
powerful aggressors. Because similar military capabilities would be required in
either a concert of power or a balance of power strategy, this approach can be
defined as a concert-balance strategy for a multi-polar world.
US Strategy: Make the World Safe for Democracy
Following World War II, the influence of continental
European conceptions of power politics, advocated by émigré realists such as
Nicholas Spykman, Hans Morgenthau, and Henry Kissinger, led to the neglect of
the unique American tradition of grand strategy which views the purpose of
American foreign policy as shaping an environment favorable to the preservation
of the United States as a civilian, liberal, commercial, and democratic
republic. Making the world “safe for democracy,” in the words of Woodrow Wilson,
was not a utopian delusion, as European-style realists often claim, but a
practical effort to preserve the kind of geopolitical environment in which the
fragile institutions of a democratic republic with a free-enterprise economy
would survive.5
Although the term “garrison state” was coined by American
sociologist Harold Lasswell in 1941, the fear that the United States
would be forced by foreign threats to become a militarized regime has haunted
American statesmen since the founding of the republic. A hostile hegemon that
dominated Europe, Asia, or both might force Americans to remodel their republic
into a “Fortress America,”
in which citizens reluctantly obtained security at the expense of civil
liberties, economic freedom, and legislative and judicial oversight. A Fortress
America could also be the result of America’s repeated participation in
costly and violent balance of power conflicts such as the two World Wars and
the Cold War.
To avoid the necessity of defensive militarization resulting
from frequent participation in balance of power wars, the United States pursued a policy of
“non-entanglement” in the nineteenth century, creating its own sphere of
influence in North America while staying out
of European conflicts. In the twentieth century, the prospect of German or
Soviet hegemony beyond North America overcame American reluctance to intervene
in the Old World. Walter Lippmann, who served
in the Woodrow Wilson Administration, wrote that if Germany
won World War I “the defense of the Western Hemisphere would require immense armaments
over and above those needed in the Pacific, and that America would have to live in a
perpetual state of high and alert military preparedness. It was in this very
concrete and practical sense . . . that a German victory in 1917 would have
made the world unsafe for the American democracies from Canada to the Argentine.”6
In President Wilson’s own words to his adviser Colonel
Edward M. House, “I fGermany won I twould change the course of our civilization
and make the United States
a military nation . . . .”7 In the years between the outbreak of World War II
in 1939 and the bombing of Pearl Harbor in 1941, US internationalists similarly
argued that in an Axis-dominated world the United States would be forced to
become a garrison state. In You Can’t Do Business with Hitler (1941), Douglas Miller,
a US diplomat who had served
in Germany,
wrote: “We should have to be a whole nation of ‘Minutemen,’ ready to rush to
arms at the first sign of invasion.”8 The same argument was made in NSC-68, the
Truman Administration’s blueprint for the policy of containing the Soviet
Union: “As the Soviet Union mobilized the military resources of Eurasia,
increased its relative military capabilities, and heightened its threat to our
security, some [Americans] would be tempted to accept ‘peace’ on its terms, while
many would seek to defend the United States by creating a regimented system
which would permit the assignment of a tremendous part of our resources to
defense. Under such a state of affairs our national morale would be corrupted
and the integrity and vitality of our system subverted.”9 In his farewell address
to the American people on 17 January 1961, President Eisenhower, while
insisting that the Soviet Union was to blame for the defensive militarization
of the United States,
worried about the long-term effects of militarization on American society: “This
conjunction of an immense military establishment and a large arms industry is
new in the American experience . . . . We recognize the imperative need for
this development. Yet we must not fail to comprehend its grave implications.
Our toil, resources, and livelihood are all involved; so is the very structure
of our society.”10
The goal of American statesmen including Woodrow Wilson and Franklin
D. Roosevelt was not simply to thwart a bid for hegemony by a hostile power or
a hostile alliance; it was to replace a system of warring great powers with a
concert of power, or in Wilson’s
words “a community of power.”11 The idea behind the League of Nations after World War I and the United Nations
after World War II was that a small number of great powers would cooperate to police
the world rather than battle to carve it up. If one or more great powers launched
a campaign of aggression, like Germany
in both World Wars and the Soviet Union after
1945, then instead of a concert of power there would need to be a balance of
power alliance against the aggressive states. In a multi-polar world, the
system can go from concert of power to balance of power and back. Once a former
aggressor is defeated, it can be rehabilitated and encouraged to resume a
constructive role as a member of the great-power concert. Even in the absence
of a global concert, the United States
can take part in regional concerts, in areas with multiple great powers such as
East Asia and Europe.
The concert of power and the balance of power strategies,
then, are complementary, not contradictory. The United
States prefers a peaceful world in which all great powers
cooperate in a concert; but the United
States also has to be prepared for the
possibility that one or more other great powers will become hostile. For this
reason, it makes sense to speak of a single “concert balance” strategy.
This assumes, to be sure, that grand strategy is first and
foremost about US relations with other great powers. That assumption is
necessary, because the potential costs of great-power conflict dwarf those of
all other kinds, including terrorism by stateless groups, individuals, and minor
powers. Unless it is advocated that great-power conflict has vanished forever,
the primary focus of American grand strategy should be on cooperation--and,
where necessary, Conflict--with other great powers in a multipolar system of
states.
The Hegemony Strategy
The concert-balance strategy can be contrasted with the
hegemony strategy associated with neoconservative strategic thinkers and
adopted as official policy by the administration of President George W. Bush.
Both the concert-balance strategy and the hegemony strategy seek to provide a
secure world order in which American values and institutions can flourish. But
they seek this common goal by radically different means.
According to proponents of the hegemony strategy, the best
way to achieve a world safe for American democracy is for the United States
to maintain an unchallenged monopoly of power in every key region. It is not
enough for the United States
to be first among equals; the United
States is required to be more powerful than
all other great powers combined.
In addition to the missions shared by all US strategies, including homeland defense,
deterrence, and US global
power projection, the hegemony strategy requires the United States to pursue three
unique missions: dissuasion, reassurance, and coercive nonproliferation. In the
words of the Pentagon’s 1992 Defense Planning Guidance draft, the United States
must adopt a strategy of dissuading or “deterring potential competitors from
even aspiring to a larger regional or global role.”12
Neoconservative journalists William Kristol and Robert Kagan made the same
argument for perpetual US global hegemony: “The more Washington is able to make
clear that it is futile to compete with American power, either in size of
forces or in technological capabilities, the less chance there is that
countries like China or Iran will entertain ambitions of upsetting the
present world order.”13 President Bush endorsed the idea of
dissuasion in his 2002West Point commencement address: “Competition between
great nations is inevitable, but armed conflict in our world is not . . . . America
has, and intends to keep, military strengths beyond challenge . . . making the
destabilizing arms races of other eras pointless, and limiting rivalries to
trade and other pursuits of peace.”14
Second, the United States
needs to be willing to go to war, if necessary, to “reassure” its allies in
Asia, Europe, and the Middle East. In this way
the United States,
according to the Pentagon draft, will “account sufficiently for the interests
of the advanced industrial nations to discourage them from challenging our
leadership or seeking to overturn the established political and economic
order.” In The Case for Goliath: How America Acts as the World’s Government in the
Twenty-first Century, political scientist Michael Mandelbaum writes:
“Reassurance ensures against what might happen, and the need for it arises from
the structure of the system of sovereign states. Because no superior power
controls relations among them, an attack by one against another is always
possible. Governments therefore tend to take steps to prepare to defend
themselves . . . . But military preparations that one country undertakes for
purely defensive reasons can appear threatening to others, which may then take military
measures of their own and so set in motion a spiral of mistrust and military
buildups.” Fortunately, according to Mandelbaum, “The American military
presence in Europe acts as a barrier against
such an undesirable chain of events. It reassures the Western Europeans that
they do not have to increase their armed forces to protect themselves against
the possibility of a resurgent Russia
. . . . At the same time, the American presence reassures Russia that its great adversary of the first
half of the twentieth century, Germany,
will not adopt policies of the kind that led to two destructive German
invasions in 1914 and 1941.”15
The dissuasion strategy would require the United States
to unilaterally spend more on the military than most or all other great powers
combined-- indefinitely. “Americans should be glad that their defense
capabilities are as great as the next six powers combined,” Kristol and Kagan
wrote in 1996. “Indeed, they may even want to enshrine this disparity in US defense
strategy . . . .Perhaps the United
States should inaugurate such a two- (or
three-, or four-) power standard of its own, which would preserve itsmilitary
supremacy regardless of the near-term global threats.”16 America’s
contemporary military primacy, however, is easily exaggerated. In 2004-2005, the United States accounted for 45
percent of global spending on the military.17 This was chiefly the
result of decisions by other great powers to spend less on defense after the
disappearance of the Soviet threat. If the other NATO allies had continued to
spend as much on defense as they had in 1985, US spending would have exceeded
theirs by only ten percent.18
The reassurance strategy provides a rationale for a strategy
of coercive nonproliferation by the United States
or allies such as Israel
that goes beyond the need to prevent hostile states from using weapons of mass
destruction (WMD) to attack America
and its allies directly or through provision of WMD to stateless terrorists. If
a hostile neighbor acquires WMD, then important allies and clients of the United States may cease to be “reassured” by the
offer of unilateral US
protection and might seek to acquire WMD of their own. For example, if Iran acquired nuclear weapons, the result might
be the acquisition of defensive nuclear weapons in response by Saudi Arabia, Egypt,
Iraq,
and other Mideastern countries. Such a regional nuclear arms race might not
lead to war or threaten the United States directly, but it potentially would
cause the collapse of America’s role as security guarantor and thus of the
reassurance strategy as a foundation of US hegemony. Under any strategy, the United States might
be concerned by proliferation, but the threat of proliferation to US offers of
reassurance to allies and clients makes nonproliferation efforts, by means
including preventive war, central to the hegemony strategy. The strategy seeks
to indefinitely forestall military self-reliance, including nuclear
self-reliance, by current US
allies in the Middle East, Europe, and East Asia.
The Concert-Balance Strategy
Unlike the hegemony strategy, the concert-balance strategy
does not require the United
States by itself to dissuade potential
aggressors or reassure allies by means of a perpetual, unilateral arms
build-up. In this strategy, the task of dissuading potential aggressors would
rest with a concert or alliance including but not limited to the United States.
The potential aggressor would be deterred by the combined might of the United States
and its allies, not US might alone. For this reason, the concert-balance
strategy would be less costly to the United States.
If it followed a concert-balance strategy the United States
would also reject the mission of reassuring other great powers. The status of Japan and West
Germany as protected cooperators with the United States
was an anomaly of the Cold War. Proponents of US
hegemony seek to maintain the perpetual subordination of Japan and Germany
to the United States.
By contrast, in a concert-balance strategy, a fully rehabilitated and independent
Japan and Germany would be expected to completely contribute both in a traditional
concert of power, and, in the event of great-power conflict, a traditional alliance
of formal if not actual equals. A policy of elevating Japan and Germany
from dependent US
protectorates to normal US
allies, like the rejection of the policy of dissuasion, would make the
concert-balance strategy less expensive than a US hegemony strategy.
The rejection of reassurance as a goal of US strategy would
similarly curtail preventive wars of nonproliferation as a means of preserving
reassurance. The United States
would not be willing to go to war with a nuclear Iran
in order to prevent development of a nuclear Saudi
Arabia or Egypt,
nor would it be willing to fight nuclear North Korea to prevent the Japanese
from obtaining their own nuclear deterrent, if they thought one necessary.
If the United
States adopted a concert-balance strategy,
then it might sometimes need to join allies in interventions against regional
aggressors. For this reason proponents of a concert-balance strategy should be
as concerned as proponents of the hegemony strategy about the proliferation of
nuclear weapons and other WMD that would raise the costs of intervening in
weaker countries by a great-power concert or alliance. But in the aftermath of
the Iraq War, the idea of preventive wars of nonproliferation, whether
unilateral or multilateral, has been discredited. Nonproliferation policy in
the future should be pursued by means short of bombing, invasion, and
occupation. Where nonproliferation efforts fail, history so far suggests that
deterrence will prove to be effective.
Rising Costs of US Unilateralism
The concert-balance strategy, while still expensive compared
to neo-isolationism, would be far less costly than a US grand strategy of hegemony. Adherents
of the hegemony strategy sometimes claim that the United States can easily afford to
spend the huge amount of resources on the military that dissuasion and
reassurance would require. But even if that were true, the American public is
not likely to support permanently higher defense expenditures, once the current
wars in Afghanistan and Iraq are concluded.
Even if the problem of health care costs increasing at a rate faster than gross
domestic product (GDP) is solved in the near future, the growth of the
population of retirees in the United
States may raise Social Security and Medicare
spending by at least four percent of GDP. It seems unlikely that the American
electorate will tolerate either the substantial tax increases or the
substantial cuts in middleclass entitlements needed to spend four to six
percent of US GDP permanently on the military, as some have proposed.
In any event, the costs of the hegemony strategy, if it were
seriously pursued, inevitably would rise to levels the United States could not afford if the policy of
dissuasion failed and growing powers such as China chose to make their military
power commensurate with their economic strength. The French International Relations
Institute has predicted that by 2050 Greater China (China,
Hong Kong, Macao,
and Taiwan)
will be the world’s leading economic power, accounting for 24 percent of the
international economy. North America (the United
States, Canada,
and Mexico) would be next,
with 23 percent of world GDP.19 The US investment bank Goldman Sachs
reached similar conclusions, predicting that by 2050 China
will have the largest economy, followed by the United
States and India. The next tier might be
occupied by Russia, Brazil, and Japan,
and a third tier would include Germany,
Britain,
and other once-mighty European economic powers. The European share of the
global economy may decline from its current 22 percent, roughly comparable to
that of the United States,
to only 12 percent in 2050.20
China and
India do not need to match
the American standard of living in order to match or surpass the United States
in military spending. If China’s
per capita GDP matched that of contemporary South
Korea, its overall GDP would be 1.35 times that of the United States.
Should China’s per capita GDP
reach one-half of modern Japan’s,
its total GDP would be 2.5 times that of the United States. If one-quarter of
the Indian population enjoyed American living standards, that one-quarter might
match the entire US
population’s level of affluence in 2050. The affluent minority in China or India
might provide a larger internal market and more scientists and engineers than the
United States
as a whole.
Unlike the hegemony strategy, the concert-balance strategy
avoids insolvency by abandoning a doomed effort to forestall the emergence of a
multipolar world by perpetually outspending all other great powers combined.
Instead, the concert-balance strategy would compensate for
the inevitable global diffusion of military power by adding the strength of
other great powers to America’s
own strength. This method has been in place for almost 70 years; the United States defeated Germany twice and the Soviet
Union as a member of a coalition of powerful countries. Why, then,
should the United States
position itself to defeat a hostile great power in the future alone and unaided
by other nations? In the event of genuine aggression by a would-be regional or
global hegemon, the United States
will be certain to find allies, including other great powers under greater
immediate threat from the aggressor than the United States. The failures of US isolationism
taught Americans that they cannot shift the burden of defending a secure world
to others. Sharing the burden with strong allies worked in the past and can
work in the future. As G. John Ikenberry and Charles A. Kupchan have written,
the United States
should move “with--rather than against--the secular diffusion of global power.
The scope of American primacy will wane as this century progresses; the
ultimate objective should be to channel rising centers of power into
cooperative partnerships with the United States.”21
Implications for the US Military
An adequate grand strategy has to be capable of informing
decisions about the missions and structure of the US military. The concert-balance
strategy calls for a force structure significantly different from the one that would
be required to carry out the hegemony strategy.
This article has already discussed one difference. The
rejection of dissuasion as a unilateral mission for the United States, and the
assignment of responsibility for dissuasion and deterrence to concerts or
alliances to which America belongs, means a smaller overall US military than
the one required by the hegemony strategy. Potential aggressors should be
overmatched by the combined strength of the United
States and its major allies--not by the United States
alone.
The concert-balance strategy, as befits its dual name, would
need forces appropriate for two situations. In the first, the concert of power
scenario, the world’s great powers would cooperate in a fluctuating alliance,
which would sometimes carry out joint interventions in areas of common concern.
In the second situation, the balance of power scenario, relations among the
great powers would deteriorate and the United States would need to join a
balance of power alliance that checks the aggression of a hostile state or
group.
At first glance, these two scenarios might seem to require
two different kinds of militaries--a modest military designed for limited
interventions conducted by a great-power concert and another, massive military
designed to defeat hostile great powers. But this is not the case. Because of
the nuclear revolution, conventional wars among great powers such as the United States, China,
Russia, Japan, India, and the major European
nations remain unlikely.22 Any balance-of-power struggles among great
powersmost likely would take the form of cold wars rather than conventional
wars. Like the recently ended Cold War, these future cold wars would be a blend
of arms races, embargoes, and indirect proxy wars of the kind that were fought
in Korea, Vietnam, and Soviet-era Afghanistan.
There would be no need to maintain vast conventional forces designed to invade
and occupy another great power or great powers. Instead, future cold wars are
likely to end as the first Cold War did, as a result of negotiation and without
enemy troops on the soil of the great power that capitulates.
A balance of power strategy, then, would require a Cold War
military, not a World War military. (Arguably during the late Cold War the US military was itself too much of a World War military,
given the predominance of forces designed for an unlikely conventional clash
with the Soviet Union that never came.) As it
happens, a US
military designed to fight a future cold war would be similar in force
structure to the military intended to take part in joint actions by a great-power
concert. The same deterrent forces that could successfully oppose a potential
great-power foe also could intimidate lesser states that challenge the authority
of a great-power concert which includes the United States. AUS military equipped
to take part in proxy wars during future “cold” conflicts with rival great
powers would also be well-suited to take part in joint great-power military and
humanitarian interventions in anarchic areas of concern. What is required by the
concert-balance strategy is a mix of forces that would prove to be of equal utility
when the great powers get along (concert) and when they do not (balance).
Missions for the Military
With this criterion of flexibility in mind, it is useful to
spell out the missions of the armed forces as part of a concert-balance
strategy in more detail. The overly ambitious and too costly missions of
dissuasion and reassurance, critical to the hegemonic strategy, would be
rejected by the concert-balance strategy, leaving five core missions for the US military:
deterrence, homeland defense, securing the global commons, power projection,
and expeditionary intervention.
Deterrence
The purpose of America’s deterrent forces, which
could include conventional precision-guided munitions in addition to or instead
of nuclear weapons, would be to deter attacks on the American homeland and
against allies. During periods of great-power cooperation, the combined
arsenals of the great powers could deter minor powers; during periods of
great-power rivalry, the military capability of the United States and its allies should
overmatch those of their common great-power enemies.
Homeland Defense
Here again, similar capabilities would serve a concert
strategy and a balance strategy. In a period of great-power harmony, homeland
defense would be focused on preventing terrorism by stateless groups and
state-sponsored terrorism in the United States. During periods of
great-power rivalry, the same homeland defense capabilities could thwart
attempts by a hostile great power to wage asymmetric warfare by sabotaging US
infrastructure or terrorizing the US population.
Securing the Global Commons
Securing what the political scientist Barry R. Posen calls
“the global commons” of sea, air, and space is a precondition for effective US
command and control and power projection, whether as part of great-power
concert activities or as a member of an alliance in a great-power struggle.23
Power Projection
Even in a multi-polar world, the United States, as the great
power that is most remote from other great powers and contested areas, has an
interest in specializing in global power projection through a secured global
commons, whether as a member of a concert that includes all major powers or as
a member of an alliance with a particular foe or foes.
Expeditionary Intervention
Conventional war with other great powers is highly unlikely,
thanks not only to mutual deterrence by nuclear weapons but also the sheer cost
of conventional conflict itself. In the event of a new cold war involving a
hostile power or great-power coalition, the United States, alone or with
allies, might need to take part in proxy conflicts, whether by training
indigenous military and police forces or by introducing US forces, as a last resort,
against indigenous forces supported by a great-power rival. In the absence of great-power
cold wars, the United States,
as a leading member of a great power concert, would need similar expeditionary
capabilities in order to participate in joint interventions to accomplish
regional security or humanitarian relief. The expeditionary forces need not be
extremely large, if, in most interventions, the United States relies chiefly on
allies or on indigenous forces that it trains and arms, using its own troops as
a force multiplier.
How the US
military should be assigned to carry out these five missions is a subject for
debate. The Navy and Air Force would be chiefly responsible for deterrence,
securing the global commons, and power projection by means of sealift and
airlift. Given the unlikelihood of World War II-style battles among surface
navies, a “riverine” navy capable of operating in anarchic regions, backed up
perhaps by aircraft carriers and other forms of seabasing, with submarines to
protect the sea lanes, might make more sense than an anachronistic fleet of
surface combatants designed for conventional wars with rival naval powers.
Homeland defense--both against stateless terrorists and
foreign states that engage in sabotage, sponsor terrorism, or carry out direct
attacks on the United States--could
be a duty divided among civilian first responders and the reserves. Alternately
homeland defense might become the primary responsibility of the US Army, as it
was throughout most of American history. The aftermath of Hurricane Katrina
showed the limitations of a model of homeland disaster response inwhich
themilitary is employed only after local and state authorities have failed. The
9/11 attacks demonstrated that the US homeland is a potential battlefield, and
nostalgia for the twentieth century, when the US Army fought only abroad,
should not blind either the military or civilians to the central role of the
armed forces in protecting American soil. The Army may not want to act as a
domestic police force and first responder, but in the aftermath of another catastrophic
terrorist attack or an attack by another state those are the tasks it may need
to carry out. In future great-power conflicts the United States may not have the
luxury of sending ground forces overseas while leaving the homeland relatively
undefended. A policy of using the same general-purpose force to defend the
homeland and engage in expeditionary interventions overseas might invite a
hostile power to promote chaos behind the lines in the United States
itself.
The term
“expeditionary forces” is used here rather than “constabulary forces.” Some
strategists have proposed the establishment of two separate forces--a
conventional war fighting force to defeat enemy armed forces and a constabulary
force to conduct stability, security, transition, and reconstruction operations
(SSTR) and irregular war (IW). Such a duplication of effort makes no sense.
With the example of Saddam Hussein’s fate in mind, it is highly unlikely that
any weak conventional power will expose itself to destruction by US conventional
forces. In the event that one did so, it would make no sense for specialized US war
fighting forces to smash the armed forces and the state apparatus, only to step
aside and make room for separate, specialized constabulary forces whose mission
was to bring order in the chaos that followed. What the United States needs are
forces that are capable both of war fighting and constabulary duties--in short,
versatile expeditionary forces that could be used in unilateral or joint
great-power SSTR/IW operations and also in proxy wars in which the main
antagonists dare not attack each other directly. Dual-purpose Army forces,
along with the Marines, could provide the core of a flexible expeditionary force
for a concert-balance strategy.24
The concert-balance strategy represents the best national
security strategy for the United
States in an era of emerging multi-polarity
and domestic budget constraints. It abandons the exorbitantly expensive and
ultimately doomed attempt to forever forestall the emergence of other great
powers by means of dissuasion of potential foes and reassurance of friends, in
order to realistically prepare for the US role as a leader of concerts and
alliances in a multi-polar world. It draws both on American idealism--the dream
of collective security shared by Woodrow Wilson and Franklin Roosevelt with millions
of people around the world--and on American pragmatism--the successful
experience of the United
States during the World Wars and Cold War as
a leading member of great-power alliances rather than a solitary superpower.
Since the end of the Cold War, the United States has lacked a credible
vision capable of guiding American national security policy in the multi-polar world
of tomorrow without bankrupting the economy or exhausting public support. The
concert balance strategy provides that missing vision.
NOTES
1. The thesis that globalization will lead to world peace is
associated with Thomas L. Friedman, The
Lexus and the Olive Tree (New York: Farrar, Straus, and Giroux, 1999) and The World is Flat: A Brief History of the Twenty-First
Century (New York:
Farrar, Straus, and Giroux, 2005). See also Thomas L. Friedman, “The Impactof Globalization on World Peace” (Los Angeles: Univ.
of California at Los Angeles, Arnold C. Harberger Distinguished
Lecture, 17 January 2001); Erik Gartzke, “The Capitalist Peace,” American Journal of Political Science,
51 (January 2007), 166-91; and Erich Weede, “The Diffusion of Prosperity and
Peace by Globalization,” The Independent
Review, 9 (Fall 2004), 165-86.
2. For representative arguments by leading neoconservative
scholars and publicists, see Charles Krauthammer, “The Unipolar Moment,”
Foreign Affairs, 70 (America and the World 1990/91), 23-33; William Kristol and
Robert Kagan, “Toward a Neo-Reaganite Foreign Policy,” Foreign Affairs, 75 (July/August 1996), 20-31; Bradley A. Thayer,
“The Case for the American Empire” and “The Strength of American Empire” in
Christopher Layne and Bradley A. Thayer, American
Empire: A Debate (New York: Routledge, 2006), 1-51, 103-20.
3. “There is a declining readiness to expand spending on
international priorities, and there is declining support for stationing troops
in many countries. Overwhelming majorities believe the United States
does not have the responsibility to play the role of world policeman and
believe it is playing that role more than it should be.” “American Public Feels
Overextended Internationally,”Media Advisory, The Chicago
Council on Foreign
Affairs, 28
September 2004.
4. A strategy of neoisolationism is defended in Eric
Nordlinger, Isolationism Reconfigured:
American Foreign Policy for a New Century (Princeton, N.J.: Princeton Univ.
Press, 1996) and Patrick J. Buchanan, “America First—and Second, and Third,” The National Interest, 19 (Spring 1990),
77-82. An American strategy of “offshore balancing” is proposed by John J.
Mearsheimer, The Tragedy of Great Power
Politics (New York: Norton, 2003) and
Stephen M. Walt, Taming American Power: The Global Response to U.S. Primacy (New York: Norton, 2006).
5. For this argument in full detail, see Michael Lind, The
American Way of Strategy (New York: Oxford
Univ. Press, 2006) and Daniel H. Deudney, Bounding
Power: Republican Security Theory from the Polis to the Global Village (Princeton, N.J.:
Princeton Univ. Press, 2006).
6. Walter Lippmann,
U.S. Foreign Policy: Shield of the Republic
(Boston: Little, Brown, 1943), 34-36.
7.Wilson to House, Woodrow Wilson Papers, vol. 30, 432,
quoted in John B. Judis, The Folly of
Empire: What George W. Bush Could Learn from Theodore Roosevelt and Woodrow
Wilson (New York: Oxford
Univ.Press, 2006), 98.
8. Douglas Miller, You
Can’t Do Business with Hitler (Boston: Little, Brown, 1941), 141.
9. “NSC 68: United
States Objectives and Programs for National
Security,” 14 April 1950, in Thomas H. Etzold and John Lewis Gaddis, eds., Containment: Documents on American Policy
and Strategy, 1945-1950 (New York: Columbia Univ. Press, 1978), 401.
10. DwightD. Eisenhower, “Farewell Radio and Television
Address to the American People,” 17 January 1961, in Public Papers of the President of the United States: Dwight D.
Eisenhower, 1960-1961 (Washington: Government Printing Office, 1961),
1035-40.
11. “There must be, not a balance of power, but a community
of power; not organized rivalries, but an organized common peace.” Woodrow
Wilson, address to the Senate, 22 January 1917.
12. “Excerpts from Pentagon’s Plan: ‘Prevent the Re-emergence
of a New Rival,” The New York Times, 8 March 1992, A14.
15. Michael Mandelbaum, The
Case for Goliath: How America Acts as the World’s Government in the Twenty-first
Century (New York:
Public Affairs, 2005), 34-35.
16. Kristol and Kagan, 26.
17. Stockholm International Peace Research Institute, SIPRI Yearbook 2005: Armaments, Disarmament,
and International Security (Oxford, U.K.: Oxford
Univ. Press, 2005); T. V. Paul, “Soft
Balancing in the Age of U.S.
Primacy,” International Security, 30 (Summer 2005), 52.
18. Keir A. Lieber and Gerard Alexander, “Waiting for
Balancing:Why theWorld is Not Pushing Back,” International Security, 30 (Summer
2005), 117-18.
19. Philippe Colombani, ed., “World Trade in the 21st
Century: Scenarios for the European Union,” Report for the European Commission
(Paris: French
International Relations Institute, 2002).
20. Dominic Wilson and Roopa Purushothaman, “Dreaming with
BRICs: The Path to 2050,” Goldman Sachs Global Economics Paper No. 99, 1
October 2003.
21. G. John Ikenberry and Charles A. Kupchan, “Liberal
Realism: The Foundations of a Democratic Foreign Policy,” National Interest, 77 (Fall 2004).
22. Kenneth N.Waltz, “The Spread of Nuclear Weapons: More May
Be Better,” Adelphi Papers No. 171, International
Institute for Strategic Studies, 1981. While John J. Mearsheimer argues
that conventional war among nuclear powers is not impossible, he concedes that
deterrence makes it less probable: “Thus, the balance of land power remains the
central ingredient of military power in the nuclear age, although nuclear
weapons undoubtedly make great-power war less likely.” Mearsheimer, 133.
23. Barry Posen, “Command of the Commons: The Military
Foundation of U.S.
Hegemony,” International Security, 28
(Summer 2003).
24. For a somewhat similar analysis, see Frank G. Hoffman
and Steven Metz, “Restructuring America’s Ground Forces: Better, Not Bigger,”
Stanley Foundation Policy Analysis, September 2007.
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