This article is adapted from the last chapter of the author's book Speak Softly and Carry a Big Stick: How Local TV Broadcasters Exert Political Power
(New York: iUniverse, 2005).
The founders of the United States were deeply concerned about the corrupting influence of power. They understood that, given the chance, elected officials
would seek to preserve and enhance their
power, even at the expense of democratic institutions. Accordingly, they designed a government based on separation of powers, where "ambition" would "counteract ambition." This entailed an elected president with veto power over legislation,
an independent court with the ability to declare legislation unconstitutional, a legislature in which a two-thirds majority can override a presidential veto, and bicameralism in which legislation must pass
both houses of the legislature.
The resulting system, mimicked by state and local governments, has worked remarkably well in ensuring that one branch of government cannot successfully usurp the power of another branch. But experience has proven it to have one major flaw:
inability to reign in the power of elected incumbents within the most powerful branch of government, the legislature. This is manifested in the high reelection
rate of incumbents. For example, in every election
since 1996, the reelection rate among incumbent
members of the U.S. House of Representatives has
been over 98 percent.
The same pro-incumbent bias is evident in the states,
especially in the big states with professional legislators.
In California, every single incumbent legislator up for
election in both the Assembly and Senate won reelection
in 2004. In elections for state legislatures nationwide,
only 61 percent of seats were even contested.
Elected officials have achieved such electoral success
by creating barriers to entry for potential challengers.
These barriers to entry manifest themselves
in thousands of little details of democratic design
but are generally listed in broad categories such as
legislative ethics, campaign finance, redistricting,
legislative records, and voting systems.
Of course, deny it as they might, the underlying reason
for the pro-incumbent bias of our current democratic
system is that elected officials have an
intrinsic conflict of interest in instituting democratic
reforms that might reduce their own chance of
reelection. In effect, the fox (elected officials) has
been put in charge of guarding the chicken coop
(democratic competition) while pretending to be a
good shepherd (guardian of democracy).
That elected officials act on their conflict of interest
does not make them bad, anymore than a mouse
that flees a cat so it can survive. Winning office is
incredibly hard and, like life itself, not to be casually discarded.
The Constitution makes no mention that legislators
might have a conflict of interest when designing
institutions with a direct bearing on their own
reelection. The major implicit exception is the First
Amendment, which limits the ability of elected officials
to turn the press into a PR vehicle for their own reelection.
The founders' blind spot may be attributed to the
fact that within the conceptual confines of elected
representative democracy such a conflict is insolvable.
That is, if elected officials are the only possible
type of democratic representative, then democratic
reform free of conflict of interest is impossible. Of
course, direct democracy would have been an alternative mechanism to deal with the conflict-of-interest
problem, but the founders -- rightfully, in my
opinion -- had a profound distrust of continental scale
direct democracy, which is why they set up a
representative democracy in the first place.
The Solution
That elected officials have a conflict of interest in
instituting democratic reforms has certainly not gone
unnoticed. For example, Harvard Professor Dennis
Thompson, an expert on legislative ethics, concludes:
"How can ethics committees claim to judge an individual
conflict of interest when they themselves stand
in a position of institutional conflict of interest? . . .
No matter how much the ethics committees are
strengthened and their procedures improved, the
institutional conflict of interest remains." Similarly,
Columbia University Professor Samuel Issacharoff,
an expert on redistricting, says: "The redistricting
process will not be reformed from within. No politician
has incentive to change a system by which he or
she obtained office and that dramatically enhances
the prospects of remaining there."
In response to this blatant conflict-of-interest problem,
a seemingly infinite array of "independent"
entities have been proposed. But what these independent
entities have in common is that they work
within the confines of our system of representative
democracy. At a minimum, elected officials or the
political parties they control pick the members (or
member) of the independent entity, which, as a
result, isn't completely independent. In addition,
members are often in some way accountable to
those who select them. To the extent the members
are truly independent, then another problem is
introduced: they are unaccountable to the general
public. We may hope that such truly independent
members have good character and thus act in the
general public interest. But if they don't, there is no
way to hold them to account.
The fact that independent entities aren't completely
independent does not imply that they are worthless.
When an elected official delegates a task (democratic
reform) to a third party (the independent entity),
the official's cost of influencing the outcome may be
increased. Still, a high rate of incumbent reelection
demonstrates how hard it is for these so-called independent
entities to act truly independently.
Consider two of the most popular types: the bipartisan
commission and use of the judiciary. The problem
with the bipartisan committee is that it may
reduce partisan bias but not alleviate the common
interest of the political parties in protecting the
incumbent elected officials who control the parties.
The problem with using the judiciary is a combination
of politicization and lack of accountability. The
appeal of judges is that they are relatively disinterested
parties, but giving them a vital political function
provides elected officials with an incentive to
politicize the judiciary even more than it is now. To
the extent this problem is alleviated -- for example,
by using a panel of retired judges -- the problem of
unaccountability comes to the fore.
The solution I propose to this democratic dilemma is
creation of a citizens jury on candidate information
and electoral systems (a "citizens electoral jury").
The three essential features of this proposal are that
(1) the jury be constituted of a random selection of
voters, large enough to be representative of the general
population; (2) the jury's jurisdiction be limited
to candidate information and election rules; and (3)
the jury be embedded in the checks-and-balances
system of government.
Random selection of members gives the jury democratic
legitimacy, so long as the sample of voters,
like a poll, is adequately large to be highly representative
of the preferences of the population covered
by the legislature.
The narrow jurisdiction of the jury targets the area
where conventional representative democracy,
which is based on delegating decision making to
elected representatives, breaks down.
Embedding the jury in the formal checks-and balances
system of government makes it difficult for
elected officials to ignore or otherwise override the
jury's decisions when the jury fulfills its checking
function.
The citizens electoral jury, with its large-scale and
randomly selected citizen membership, has some of
the same attributes as the "deliberative opinion
polls" advocated by, for example, Jim Fishkin, Ned
Crosby, and Robert Dahl. In both cases, random
selection of individuals who are used to stand in for
the general populace is intended to solve the motivation
and information problems that bedevil the
population at large when considering a complex
issue. As with delegating decisions to elected representatives,
there is a huge gain in efficiency from delegating
a decision to citizen jury representatives
because it is vastly more efficient for five hundred
people than for two hundred million people to deliberate.
The free-rider problems that plague large
democratic bodies are also substantially mitigated.
The citizens electoral jury differs from a deliberative
opinion poll in its second and third essential elements:
a narrowly targeted jurisdiction and tight integration
into the legal machinery of government. As with a
regular opinion poll, any issue can be the subject of a
deliberative opinion poll. But a citizens electoral jury
is designed to deal only with a narrow type of issue
where elected officials have a direct conflict of interest.
Similarly, like a regular opinion poll, a deliberative
opinion poll need not be integrated into the legal
machinery of government. But such integration is an
essential feature of a citizens electoral jury.
The Citizens' Assembly on Electoral Reform in British Columbia
To date, the closest implementation of a citizens
electoral jury has been the recent Citizens' Assembly
on Electoral Reform in British Columbia.
In 1996, the Liberal party of British Columbia won
more votes than the second place New Democratic
party. But thanks to the first-past-the-post electoral
system, the New Democrats won control of the government.
In 2001, the head of the Liberal party,
Gordon Campbell, promised that if the Liberal party
won the 2001 elections it would create a citizens'
assembly on electoral reform to recommend ways of
improving the existing electoral system. The Liberals
won the election with an overwhelming majority --
57.6 percent of the popular vote and seventy-seven of
the seventy-nine electoral districts in British Columbia.
Newly elected Premier Campbell then went
about fulfilling his promise to the electorate.
On April 30, 2003, the legislature passed a motion
to create the Citizens' Assembly. The premier then
proposed and the legislature ratified the chair of
the assembly. In the following months, 160 individuals
were randomly selected in a multistage
stratified sample to serve as the assembly's members.
In addition, the chair of the assembly was
given a vote, bringing the total to 161. The 160
were stratified so that two came from each of the
seventy-nine political districts and the remaining
two came at-large from the Native American (what
in Canada are called "First Nations") community.
Each political district was to have one male and
female representative.
Initially, more than twenty-six thousand individuals,
approximately two hundred from each political district,
were selected in a stratified random sample so
that each gender and age bracket in the sample
reflected that of the general population. Only a
small fraction of those thus selected agreed to participate.
They in turn were stratified to maintain age
and gender balance. From this group of approximately
1,000, the 160 were randomly selected.
The Citizens' Assembly deliberated in three stages.
The first, from January through March 2004, was
called the learning stage. Assembly members met over
six weekends to learn about various electoral systems.
The second, from May through June, was called the
hearings stage. Subsets of assembly members participated in fifty hearings throughout the province to
gather public comments. The last stage, from
September through November, was called the deliberation
stage. Assembly members met over five weekends
and deliberated on the strengths and weaknesses
of various proposals before selecting an electoral system
based on the single transferable vote. This recommendation
was then placed on the ballot for a
referendum to take place on May 17, 2005. To pass,
the ballot item needed 60 percent of the vote and
acceptance in forty-eight of the seventy-nine electoral
districts. Regular ballot items only needed 50 percent
to pass, but the legislature wanted a supermajority for
this item because it involved fundamentally changing
British Columbia's system of democracy. The ballot
item read: "Should British Columbia change to the
BC-STV electoral system as recommended by the
Citizens' Assembly on Electoral Reform?"
The May referendum received 57.4 percent of the
vote and won seventy-seven of the seventy-nine
electoral districts. Since it didn't reach the 60 percent
threshold, it did not pass. Whether or not one
considers this vote an affirmation of the Citizens'
Assembly process depends a lot on one's perspective.
In itself, the majority vote is remarkable. But
given research showing that when voters are confused
by a ballot item they vote the status quo, I
interpret the vote count as an underestimate of
latent support for the Citizens' Assembly concept.
About half of the electorate had not heard of the
referendum by election day and were thus predisposed
to oppose it when they saw it for the first
time in the voting booth. The assembly was a historically
unprecedented type of democratic body
that proposed an unfamiliar and relatively complex
electoral system -- the single transferable vote
(STV) -- yet had only a miniscule budget to promote
itself and its recommendations. The assembly
was for the most part internally focused during its
deliberations and then disbanded five months
before the vote. The Liberal party did not promote
the recommendations. One reason was that they
had promised before the assembly started not to
take a position. Another reason may have been
that once it was in power its supporters had little
incentive to modify the electoral system in a way
that would reduce barriers to entry for political
competition. More generally, no political parties
had an interest in promoting STV because this system
of voting is candidate-centered and thus would
undermine their power.
Members were paid $150 per day plus all transportation
and lodging expenses for each day they participated
in the assembly. Only one assembly member
dropped out during the course of the year, and attendance
at meetings was consistently above 90 percent.
The assembly maintained a sophisticated Website
for internal deliberations and formal submissions
from the public.
Other Variations on the Idea of a Citizens Electoral Jury
Although the Citizens' Assembly strikingly demonstrates
that a citizens electoral jury can work, it is
merely one variation of this basic concept. Using the
Citizens' Assembly as a reference point, I suggest a
number of modifications.
Expanded Jurisdiction
The Citizens' Assembly dealt only with electoral
reform. But as described earlier there are other issues
where elected officials have an intrinsic conflict of
interest. I'd include all of them in the jurisdiction of
a citizens electoral jury: campaign finance, legislative
ethics, legislative transparency, redistricting, and
voting systems.
The Problem of the U.S. Constitution
The Citizens' Assembly involved a referendum. The
U.S. Constitution makes no provision for a referendum
at the national level of government. Of course, it
would in theory be possible to pass a Constitutional
amendment allowing referendums. But that creates a
probably insurmountable hurdle for implementing
this idea. I suggest instead that the citizens electoral
jury be a standing committee of Congress called the
Citizens' Committee on Candidate Information and
Electoral Systems or, as a shorthand, "Citizens
Electoral Committee." This would not be an advisory
committee but a new type of congressional committee
with powers similar to any other standing congressional
committee. In addition, like a conference committee,
it would serve both branches of Congress. The
citizens electoral committee would deliberate on
issues within its jurisdiction and then send bills to the
floor of both houses of Congress for a vote. This type
of committee power might seem modest, but there is
reason to believe that in fact the recommendations of
the citizens electoral committee would rarely be overturned
by the full Congress.
The difficult part of passing popular democratic
reform legislation is usually getting it to the floor in
Congress for a roll-call vote because, once there, it
usually passes with an overwhelming majority. For
example, lobbyist disclosure law took decades to
reach the floor of the U.S. Senate and House of
Representatives for a vote. But when it did in 1995,
it passed the Senate 98
Copyright 2006, National Civic Review
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