We live in an era of unprecedented prosperity, but when the
financial bubble bursts we'll plunge into a world depression.
Nations no longer go to war, but civil wars are booming. Humanity
has embraced the idea of environmental interdependence, but
the global ecosystem is in terminal crisis. Depending on your
perspective, we stand either on the verge of a golden age or
at the brink of disaster. Robert Wright and Robert Kaplan, two
of the United States' most perceptive observers of world affairs
and the human condition, met recently in Washington, D.C., to
offer conflicting views of the pat h of history.
My Minivan and World Peace
Anyone who knows me would be surprised to find me cast as an
optimist, but when you're juxtaposed with Robert Kaplan, it's
not hard to come off looking pretty chipper and upbeat about
the world.
What is the basis for my relative optimism? My prescription
and diagnosis are built upon the notion of the non-zero-sum
game, which is a reference to game theory. A zero-sum game is
what you see in an athletic event like tennis: Every point in
the match is good for one player and bad for the other. So the
fates of the players are inversely correlated. In a non-zero-sum
game, the fortunes can be positively correlated; the outcome
can be win-win or lose-lose, depending on how competitors play
the game. And, in fact, in a tennis doubles match the players
on the same team have a highly non-zero-sum relationship because
they'll both win or they'll both lose.
Nowadays we're all embedded in lots of nonzero-sum relationships
that we really don't even think about. For instance, when I
bought my Honda minivan I was in a non-zero-sum relationship
with workers in various countries. The deal was I paid a tiny
hit of their wages and they built me a car. It is characteristic
of globalization that it embeds us in these non-zero-sum relationships.
It makes our fates more correlated with the fates of people
at great distances. It's a subtle process that we usually don't
think about, but every once in a while this correlation of fortunes
becomes glaringly evident, as was the case with the Asian crisis
when we realized that a financial downturn can instantly spread
around the world; or when a virus spreads across the Internet
and you realize that computer users on different continents
are all vulnerable, their fates are correlated.
In theory, as globalization makes relations among nations more
and more non-zero-sum, you would expect to see more in the way
of institutionalized cooperation to address these problems.
That is not a pathbreaking insight. For some time now, political
scientists have been talking about the growing interdependence
of nations and the growing logic behind cooperation. But I believe
that this process is now moving so fast that, much sooner than
most people expect, we're going to reach a system of institutionalized
cooperation among nations that is so thorough it qualifies as
world governance. I don't mean world government, a single centralized
authority. I imagine a looser mix of global and regional organizations.
But still I'm imagining some very significant sacrifices of
national sovereignty to supranational bodies. We've already
seen a little of this surrender of national sovereignty with
the World Trade Organization, and I would argue there was a
little bit of surrender (a well-advised surrender) when 174
nat ions signed the Chemical Weapons Convention.
I fully expect this trend toward global governance to continue,
although I'm much more confident about it happening in the long
run than in the short run. The zone of non-zero-sumness has
been expanding for a very long time: You can go back to the
Stone Age when the most complex polity on earth was a hunter-gatherer
village and chart the evolution to the level of the chiefdom-a
multivillage polity--and then to the level of the ancient state,
and then to the system of modern nation-states, and so on. The
key element that has driven the evolution of social complexity
and of governance to higher levels is technology. Sometimes
it is information technology, as when the invention of writing
often accompanied the evolution of the first ancient states.
Sometimes it is transportation technology and sometimes, ironically
enough, it is weapons technology. Weapons technologies can make
relations much more non-zero-sum--certainly nuclear weapons
make war a very non-zero-sum endeavor in the sense of making
it a lose-lose game, wherein the object of the game is never
to play. Nuclear weapons thus strengthen the argument for a
system of collective security pursued through some supranational
institution such as the United Nations.
We don't know in detail what the future of technological evolution
will be, but we have a pretty good idea. Information technologies
will continue to evolve and enmesh people in webs of transactions,
interactions, and interdependence. Weapons technologies will
evolve, but perhaps more important, the information about how
to build very lethal weapons of mass destruction will likely
be accessible to more and more people. Thus, almost all nations
share a common interest in controlling the development and use
of these weapons. Technological evolution will continue doing
what it has done for the broad sweep of history, which is expanding
the realm of non-zero-sumness, making the fates of peoples and
nations more correlated, and in the process driving governance
to a higher level, to the global level.
That the fates of the world's people have grown more and more
correlated over time is not by itself especially good news.
As you may have noticed, many examples of non-zero-sum dynamics
are actually negative-sum games, lose-lose games, where the
object of the game is to break even. Global warming is an example
of such a negative-sum game--where we just want to fend off
the bad outcome--that I think calls for institutionalized cooperation
and some real, if small, sacrifice of national sovereignty.
So when I argue that history features more and more of this
non-zero-sumness, that statement isn't by itself good or bad,
it just is. It's just something we have to reckon with. But
there is one feature of the direction of human history that
is at least mildly upbeat, in some ways redeeming. It's what
I call the expanding moral compass. Philosopher Peter Singer
has written about this. If you go back to ancient Greece, there
was a time when members of one Greek city-state considered members
of another Greek city-state literally subhuman. They would slaughter
and pillage without any compunction whatsoever. Then the Greeks
underwent a process of enlightenment and they decided that actually
other Greeks are humans, too. It's just the Persians who aren't
humans. (Okay, it was limited progress, but it was progress.)
And today I think we've made more progress, especially in economically
developed nations. I think almost everyone in such countries
would say that people everywhere, regardless of race, creed,
or color, deserve at least minimal respect.
If you ask why that has happened, I argue that it gets back
to this basic dynamic of history, this growth of non-zero-sumness.
If you look at Greece at the time of their limited enlightenment,
relations were growing more non-zero-sum among Greek city-states
because they were fighting a war together against the Persians.
They needed each other more, they were in the same boat, and
to cooperate they had to accord each other at least minimal
respect. And if you ask why an ethos of moral universalism now
prevails in economically advanced, globally integrated nations,
I would say it's the same answer. If you ask me why don't I
think it's a good idea to bomb the Japanese, I'd say, "For one
thing, because they built my mini-van." I'm proud to say I have
some more high-minded reasons as well, but I do think this basic,
concrete interdependence forces people to accord one another
at least minimal respect, to think a little about the welfare
of people halfway around the world. I expect this dynamic to
grow and persist in the future because in a world where disease
can spread across borders in no time at all, it's in the interest
of Americans to worry about the health of people in Africa or
Asia. In a world where terrorists can wield unprecedentedly
lethal technologies, it's in the interests of Americans to worry
about political grievances before they fester to the point of
terrorism. One feature of a globalized society is that disaster
can happen at the global level, so we're now in this process
where either we grasp the moral and political implications of
this increasingly shared fate we have with other people or very
bad things will happen.
The modern world is in many ways a disoriented and disturbing
place. Things are changing very fast, but I think if you look
at the broad sweep of the past it offers a way to orient ourselves.
History is not just one damn thing after another, it's a process
with a direction; it has an arrow. And I think if we use that
arrow to orient ourselves then I would predict that the coming
decades will not be characterized by chaos.
Robert Wright is author of Nonzero: The Logic of Human Destiny
(New York: Pantheon Books, 2000) and a visiting scholar at the
University of Pennsylvania.
Hope for the Best, Expect the Worst
Robert Kaplan
Well, Bob, while you've been looking ahead to discern the broad,
cosmic sweep of history, I've been looking ahead just 10 or
15 years in terms of foreign policy--which is often most effective
when it's conceived of in light of worst-case scenarios, in
the hope that those scenarios don't occur. I should remind you
that constructive pessimism is profoundly in the American tradition.
It's the basis for the U.S. Constitution. If you read The Federalist
Papers, you can see that Americans have become a country of
optimists over 22.5 years precisely because we've had the good
fortune of having our systems of government founded by pessimists.
The French Revolution conversely was founded on optimism, on
the belief that elites could engineer positive results from
above, and it devolved into the guillotine and Napoleon's dictatorship.
Alexander Hamilton, whom I consider the greatest of the Founding
Fathers, said don't think there will be fewer wars in the world
simply because there will be more democracies. In Federalis
t Number Six he said there are as many wars from commercial
motives as from territorial aggrandizement. So it is in that
spirit of The Federalist Papers that I'm going to present a
scenario about what worries me over the next 10 or 15 years.
I wrote in 1994 that even as part of the globe was moving toward
economic prosperity, another part--containing much of the population--was
marchingin another direction due to issues such as demography,
resource scarcity and disease. So let me tell you how I see
things now, seven years later. The European colonialists did
a lot of terrible things, but they did bring a certain degree
of order to much of sub-Saharan Africa, South Asia, and Central
Asia. That colonial grid work of states started dissolving in
the 1990s when we saw the weakening or outright collapse of
several marginal places. I use the term "marginal" not because
their well-being wasn't important, but because they had low
populations, their economies were small, and they didn't really
affect the region around them all that much. Somalia, Sierra
Leone, Tajikistan, Haiti, and Rwanda were not core regional
states in any sense, but look at how they disrupted the international
community.
I believe that, for a number of reasons, we're going to see
the weakening, dilution, and perhaps even crackup of larger,
more complex, modern societies in the next 10 or 15 years in
places such as Nigeria, Ivory Coast, and Pakistan. And we're
going to see severe crises in countries like Brazil and India.
This dissolution of the colonial grid work is going to create
the kind of crises where there will be no intervention scenarios,
or the intervention scenarios will be far worse than they were
in Bosnia or Sierra Leone. The problem is not that these places
have particularly bad governments. They're coping as best as
any could. The reasons are far more complex and intractable.
First of all, these societies are modernizing. Although history
teaches us that modern democratic institutions provide stability,
history also reveals that the process of creating and developing
modern democratic institutions is very destabilizing. As free-market
democracies develop, more and more people are brought into the
political process. And all of these people are full of yearning,
ambitions, and demands that governing institutions very often
cannot keep pace with. So things start to break down here and
there. It is economic growth that typically fuels political
upheavals, not poverty.
The other challenge to the stability of the nation-state is
demography. You hear a lot about how the world population is
aging, but that's over the long term and throughout the world
as a whole [see "The Population Implosion," FOREIGN POLICY,
March/April 2001]. But when you look ahead at just 20 or 30
countries over the next 10 or 20 years, you see dramatic rises
in the youth population (what demographers call "youth bulges").
When you watch your television and you see unrest or rioting
in Indonesia, Ivory Coast, Gaza, and the West Bank, what's similar
about all of them? All of the violence is typically conducted
by young men, ages 15 to 29, who are unemployed and frustrated.
The sector of the young male population within this age group
is going to grow dramatically in the countries that already
have tremendous unrest and are already on the edge. In other
words, the places that will have a population pyramid that is
bottom-heavy with the youngest members of society are the ones
that can least afford it.
And if that isn't enough, you've got urbanization. The 21st
century is going to be the first century in world history when
more than half of humanity will live in cities. Even sub-Saharan
Africa is almost 50 percent urban. Urban societies are much
more challenging to govern than rural societies. In rural societies
people can grow their own food, so they are less susceptible
to price increases for basic commodities. Rural societies don't
require the complex infrastructure of sewage, potable water,
electricity, and other things that urban societies have. Urbanization
widens the scope of error for leaders in the developing world
while simultaneously narrowing the scope for success. It is
harder to satisfy an urban population than a rural population,
especially when that population is growing in such leaps and
bounds that governing institutions simply cannot keep pace.
Then you have resource scarcity, particularly water. I spent
the summer in a small village in Portugal where we only had
running water about eight hours a week. We had to drive about
half a mile to a local fountain to fill pitchers of water. Anyone
who has not gone without water has no idea what it's like not
to be able to flush your toilet or take a bath. There's been
a drought for the last four years across a swath of South Asia
from Afghanistan, Pakistan, and into India. Dams are low, so
there is not enough water for drinking or generating electricity.
So in these hot cities of the subcontinent you have less and
less air conditioning in the summer. This kind of stuff doesn't
necessarily cause political crises, but it's all part of the
background noise that aggravates existing crises. This frustration
worsens ethnic tension and makes social divides harder to resolve.
In short, people get angry. There was a spate of riots in Karachi,
Pakistan, not long ago that was preceded by an extended period
when there w as very little electricity due to water shortages.
Then there's the issue of climate change. Let's just say for
the sake of argument that this whole global warming issue has
been exaggerated, that it really doesn't exist, that it's not
going to be a problem. Well, even if you factor out global warming,
the normal climatic variations of the earth during the next
few decades will still ensure devastating floods and other upheavals
because, for the first time in world history, you have hundreds
of millions of human beings living in environmentally fragile
terrain--where perhaps human beings were never meant to live
at all. So even without global warming you're going to have
natural events that can spark political upheaval.
And finally, the other factor that's going to spark serious
institutional crises in a lot of states is democracy. Everyone
wants to be democratic, no use denying it. But democracy tends
to emerge best when it emerges last. It should be the capstone
to all other types of development, when you already have middle
classes that pay income taxes, when you already have institutions
run by literate bureaucrats, when the major issues of a society
(such as territorial borders) are all resolved and you already
have a functioning polity. Then, and only then, can a society
cope with weak minority governments. Then, and only then, can
democracy unleash a nation's full potential. Right now, we're
seeing democracy evolve in many places around the earth accompanied
by unemployment and inflation rates every bit as dire as Germany
in the 1930s, when Hitler emerged under democratic conditions,
and in Italy, when Mussolini came to power in the early 1920s.
I'm not arguing against democracy, but I believe democracy will
be anoth er destabilizing factor.
If it seems like I'm deliberately cultivating a sense of the
tragic it's because that's how you avoid tragedy in the first
place. Remember that Klemens von Metternich was so brilliant
in creating a post-Napoleonic order that Europe saw decades
of peace and prosperity--so much so that politicians in France
and England lost their sense of the tragic. All they saw ahead
were optimistic scenarios and, as such, they stumbled and miscalculated
their way into World War I. Take my concern in that spirit.
Robert Kaplan is author of The Coming Anarchy: Shattering the
Dreams of the Post Cold War (New York: Vintage Books, 2000)
and a senior fellow at the New America Foundation.
In the Long Run, We're All Interdependent
Robert Wright reponds.
Well Bob, I'm actually something of a fan of pessimism myself.
I think it focuses us on the problems that need our attention.
I find it particularly heartening that your books have a sizable
American readership, since that suggests that Americans increasingly
realize their fates are intertwined with the fates of people
around the world. But I don't want to overdo the pessimism.
And in particular I don't want to make it sound like globalization
and its attendant technological fluctuations are part of some
kind of uniformly bad force. I'm actually something of a cheerleader
for globalization. It has problems, but I think on balance it's
a good thing.
You said that the world was increasingly dividing into two
parts, echoing the common refrain that globalization exacerbates
income inequality worldwide. But that conclusion actually depends
on how you examine the data. If you look at the number of rich
versus poor nations, then you can certainly make that argument.
But if you look at the total number of people in the world,
ignoring where the borders fall, then what's happening in absolute
terms is that there are fewer poor people than there used to
be. And even in relative terms, it's far from clear that income
inequality is growing, and a number of people have argued that
the income gap is actually shrinking worldwide. It turns out
that many of the world's poor people are concentrated in a few
very large countries (like China and India) that have seen more
progress than some of the smaller countries (notably those in
Africa). But even in Africa, globalization has seen a kind of
vindication: The countries that have seen the most economic
advancement are the ones that are most open to trade and investment.
Another virtue of globalization is that it is basically an
antiwar activity. I think as peoples and nations become more
economically intertwined, war becomes more of a lose-lose kind
of non-zero-sum game that it doesn't make sense to play. There
still are wars in the world, but there is a very interesting
feature of the modern world that is insufficiently noted: We
increasingly think of wars between nations as something that
poor countries do. Nobody expects any of the most economically
advanced nations to go to war with one another, which represents
a real shift of mind-set. If you look back at most of history
it was really standard procedure for the most powerful polities
to go to war with one another. Nowadays, most interstate fighting
breaks out in parts of the world that could be termed "underglobalized"
areas. I don't mean that pejoratively. It's not their fault
that they're underglobalized. There are various quirks of history
or geographical circumstance that explain why some parts of
the world have a dvanced faster economically than others. But
the fact is that wars are mostly a threat in the poorest parts
of the world.
Now, when you get to subnational conflict, war within nations,
I agree, Bob, that's a problem that may grow more serious. You
argue that conflict is often exacerbated by economic development.
I'd add another way in which modernization has given rise to
intranational conflict, and that is through the propagation
of information technology. As I suggested earlier, information
technology has certain globalizing effects, but it also has
fragmenting effects because whenever you lower the cost of communication
you make it easier for small groups with meager resources to
organize. It's no coincidence that the Protestant Reformation
roughly coincided with the invention of the printing press.
After Martin Luther had tacked up his 95 Theses, printers took
it upon themselves to start printing them in various cities.
That is how Luther first organized the masses, because printing
was suddenly so cheap.
You're seeing the same thing in the modern world thanks to
the Internet. Inevitably, information technology is going to
empower separatist groups such as Muslims in the west of China
and Basques in Spain. But, in the long run, you can imagine
this secessionist frenzy working itself out, because as some
of these subnational groups choose to drop out of nations they
can at the same time cement themselves into supranational bodies.
In fact, the Quebec separatists have said they plan to join
the North American Free Trade Agreement (NAPTA) as soon as they
get out of Canada, and I would expect that
European separatist groups would be strongly tempted to join
the European Union. So, I certainly agree that globalization
presents us with all kinds of short-term difficulties, but I
do still think it's a process that is fundamentally beneficial
and will lead to a new equilibrium in the long run.
Passion Play
Robert Kaplan responds.
Bob, let me draw some distinctions here, just in the spirit
of argument. You tend to put a lot of emphasis on the ability
of people to make good, rational choices. But if you think that
people are always going to behave according to their best, rational
self-interest, read Mein Kampf. As Hamilton said, "the passions
of men will not conform to the dictates of reason and justice,
without constraint." The U.S. Constitution was established to
slyly organize and control our passions. I'm not convinced that
we're going to act any more rationally than we have in the past.
It is true that there is a movement toward world governance,
but a single, unifying thread is not necessarily a good thing.
For instance, the European Union could readily devolve into
a benign bureaucratic despotism that will ignore the interests
of the lower middle classes. I think the nationalist movements
popping up throughout Europe are already a reaction to this
benign bureaucratic despotism from Brussels. If there is to
Copyright 2001, Foreign Policy
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